Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …
Jun 29, 2024 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect …
Jul 2, 2024 · Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval …
Careers at the Securities and Exchange Commission The SEC serves as the investor's advocate and seeks the best and brightest talent to join its team. Applicants must be U.S. citizens, and …
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at …
Must be a U.S. citizen; Maintain a cumulative grade point average of a 2.5 or higher; Remain in good academic standing with the educational institution; Maintain at least a half-time course …
5 days ago · SEC Charges Arete Wealth Broker-Dealer and Advisory Firms, Their Chief Compliance Officer, and Several Representatives in Connection With Illegal Securities …
securities of municipal, state, and federal governments. By exempting many small offerings from the registration process, the SEC seeks to foster capital formation by lowering the cost of …
Enforcement (“Division” or “Enforcement”) of the U.S. Securities and Exchange Commission (“SEC” or “Commission”) in the investigation of potential violations of the federal securities …