View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week. Tutorials and resources to help users locate filings, conduct research, and retrieve specific information in EDGAR.

Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.

The new EDGAR advanced search gives you access to the full text of electronic filings since 2001.

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] Its primary purpose is to enforce laws against market manipulation. [5] [6]: 2

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.

Aug 20, 2015 · The SEC is a U.S. federal government agency that has a three-part mission: protect investors; maintain fair, orderly, and efficient markets; and; facilitate capital formation. In keeping with its mission, the SEC has the responsibility to: interpret and enforce federal securities laws; issue new rules and amend existing rules;

Jul 12, 2024 · The U.S. Securities and Exchange Commission (SEC) is an independent federal government regulatory agency responsible for protecting investors and maintaining fair and orderly securities...

The New York Stock Exchange (NYSE, nicknamed "The Big Board") [4] ... On October 1, 1934, the exchange was registered as a national securities exchange with the U.S. Securities and Exchange Commission, with a president and a thirty-three-member board. On February 18, 1971, the non-profit corporation was formed, and the number of board members ...

Jul 12, 2024 · The U.S. Securities and Exchange Commission's mandate of protecting investors, ensuring fair and orderly markets, and supporting business growth through investment makes it central to...

Jun 17, 2024 · The Securities Act of 1933 mandates that all companies seeking to raise capital for new publicly offered products in the U.S. must file a prospectus with the Securities and Exchange Commission.