Liquidnet agreed to pay a $5 million civil fine to resolve U.S. Securities and Exchange Commission charges that the ...
Kirloskar Brothers Ltd pursues SAT intervention in the ongoing dispute with Kirloskar Oil Engines Ltd over a 2009 Family ...
NEW YORK (Reuters) - Liquidnet agreed to pay a $5 million civil fine to resolve U.S. Securities and Exchange Commission charges that the broker-dealer lacked necessary controls regarding market ...
Kirloskar Oil Engines Ltd (KOEL) sought for a stay on the advisory, to which Sebi responded that since the advisory is not ...
The U.S. Merchant Marine Academy's superintendent acknowledged the current system doesn't meet the school's needs and said while there are plans to upgrade it, the timing depends on congressional ...
The Government has issued guidelines for voluntary disclosure of non-compliance or violations in exports of SCOMET items, ...
Two: having a disclosure control process surrounding a cyber incident is critically important. And so while companies have disclosure controls that apply to all sorts of things under Sarbanes ...
A new AI framework is enhancing this decentralized ecosystem with smarter tools and seamless experiences, offering users more ...
In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from December 2024.
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