JD Supra7h
UK Financial Conduct Authority publishes dear CEO letter for custody and fund services
The U.K. Financial Conduct Authority has published a Dear CEO Letter setting out its supervision strategy for firms in the custody and fund ...
JD Supra1d
UK Financial Conduct Authority writes to the Chancellor of the Exchequer on growth, strategy, its international role, and risk
The Financial Conduct Authority has published a letter from Nikhil Rathi, FCA Chief Executive, and Ashley Alder, FCA Chair, to Rachel ...
Sky Sports5d
John Dance: Former leading racehorse owner charged with nine offences in fraud probe by Financial Conduct Authority
The former leading owner is accused by the Financial Conduct Authority (FCA) of transferring more than £64m from client accounts of a wealth management firm to fund his "lavish lifestyle" and ...
This is Money29d
MPs brand the Financial Conduct Authority 'incompetent at best, dishonest at worst'
In a report published today, the Financial Conduct Authority (FCA) is found to have suffered from 'very significant shortcomings' in its ability to tackle fraud and other issues while its ...
Standard-Examiner26d
Joyce Larsen
She was surrounded by her family. She was born in Huntington, Utah, the first daughter to Ronald John and Emma Pauline Killpack Leonard on June 3, 1936, in her grandmother’s bedroom with the ...
Yahoo News UK29d
MPs warn of 'incompetent' Financial Conduct Authority, in the wake of scandals
The UK's key financial watchdog has come under fire from a group of MPs investigating its efficacy amid the WealthTek and other scandals. A new report from the All Parliamentary Group (APPG) on ...
FTAdviser5d
FCA to simplify disclosure rules for investment funds
The authority has proposed replacing the current system with a simpler and flexible one which is tailored to the UK The Financial Conduct Authority has announced plans to simplify the information ...
BBC24d
Financial watchdog defends progress after MPs' criticism
Nikhil Rathi, chief executive of the Financial Conduct Authority, said it is "tackling financial crime... on a scale that has never been done before in the UK". He was responding to a report from ...
FTAdviser26d
FCA: Industry must develop stronger investment culture
It must be a priority for those in the industry to develop a stronger investment culture, according to the Financial Conduct Authority. Speaking at The Investing and Saving Alliance annual ...
Sky29d
Barclays fined £40m over 'reckless' financial crisis capital raising
The Financial Conduct Authority (FCA) found that the bank should have disclosed more details to the stock market about the £11.8bn in funding, from Qatari and other sovereign investors ...
BBC28d
MPs brand UK financial regulator 'incompetent'
The UK's main financial regulator, the Financial Conduct Authority (FCA), has been condemned in a scathing report from a group of MPs and peers. Describing it as "incompetent", they say the FCA ...