The U.K. Financial Conduct Authority has published a Dear CEO Letter setting out its supervision strategy for firms in the custody and fund ...
The Financial Conduct Authority has published a letter from Nikhil Rathi, FCA Chief Executive, and Ashley Alder, FCA Chair, to Rachel ...
The former leading owner is accused by the Financial Conduct Authority (FCA) of transferring more than £64m from client accounts of a wealth management firm to fund his "lavish lifestyle" and ...
The authority has proposed replacing the current system with a simpler and flexible one which is tailored to the UK The Financial Conduct Authority has announced plans to simplify the information ...
The U.K. Financial Conduct Authority apologized to investors in peer-to-peer investment firm Collateral for not acting ...
In November, Members of Parliament (MPs) released a stinging report into the effectiveness of the Financial Conduct Authority ...
Firms should position themselves to keep up with compliance requirements in this increasingly complex environment.
He is accused of transferring more than £64mn from client accounts of WealthTek LLP (formerly Vertus Asset Management) between 2014 and 2023. The FCA claims Dance used the cash to fund a ...
A federal judge apologized after he was found to have violated the judiciary’s code of conduct for publishing an op-ed earlier this year criticizing Supreme Court Justice Samuel Alito over a ...
Birthdays and anniversaries are the obvious milestones to note in your diary for 2025, but there are also several important financial dates that could affect your finances. The next 12 months ...
Forward Ryan Leonard has been named captain of the 2025 U.S. National Junior team for the IIHF World Junior Hockey Championships in Ottawa. The Washington Capitals prospect was a part of the gold ...