Consumer Duty: How to go beyond compliance
Consumers have abundant confidence in retail financial services markets, and benefit from healthy market competition. This ...
FTAdviser26d
FCA: Non-financial misconduct rules to come in early 2025
The Financial Conduct Authority will be publishing its rules on non-financial misconduct in early 2025. In an update, the regulator also revealed the rules will be followed by FCA and PRA policy ...
JD Supra15d
UK Financial Conduct Authority consults on a new product information framework for consumer composite investments
The U.K. Financial Conduct Authority has published a consultation on a new product information framework for Consumer Composite Investments.
FTAdviser25d
FCA looks to ban pair for ‘flawed’ pension transfer advice model
The Financial Conduct Authority has sought to ban and fine two people for operating a “flawed advice model” that put people’s pension benefits at “significant risk”. But Richard Fenech ...
London Evening Standard24d
Racehorse owner John Dance charged with nine offences in ‘serious’ fraud probe
Dance is accused by the Financial Conduct Authority (FCA) of transferring more than £64 million from client accounts of a wealth management firm to fund his “lavish lifestyle” and business ...
Which23d
Car finance mis-selling investigation: what you need to know
The Financial Conduct Authority (FCA) says that some customers 'may have been charged too much' on car finance loans before January 2021. Car finance is a £40bn industry in the UK, with more than 90% ...