President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...
In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...
The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...
U.S. Court of Appeals for the Fifth Circuit Vacates SEC’s Approval of Nasdaq’s Board Diversity Rules
On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s ...
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...
HARRSIBURG, Pa. -- A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request from Coinbase to develop regulations to cover the ...
Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...
The Securities and Exchange Commission, which is responsible for enforcing laws against market manipulation, says the SpaceX ...
The U.S. Securities and Exchange Commission must now thoroughly 'explain itself' for refusing to grant Coinbase.'s formal request that the agency ...
Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...
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