The SEC in October 2023 finalized rules to require certain institutional investment managers to report short sale-related ...
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The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Seward & Kissel is reminding its clients about the recent January 2, 2025 compliance date for new Rule 13f-2 (the “New Rule”) under the ...
Absent SEC or court action, institutional investment managers that meet or exceed certain thresholds face a February 14 deadline to file the ...
The Sooners (12-2, 0-1 SEC) open their SEC road schedule Sunday when they take on No. 13 Tennessee at 2 p.m. in Knoxville. Here are three takeaways from OU’s loss: The game was chippy at times earlier ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds. The payment of $106.41 million will be distributed ...
The Sooners (12-2, 0-1 SEC) open their SEC road schedule Sunday when they take on No. 13 Tennessee at 2 p.m. in Knoxville. Here are three takeaways from OU’s loss: The game was chippy at times ...
The Sooners (12-2, 0-1 SEC) open their SEC road schedule Sunday when they take on No. 13 Tennessee at 2 p.m. in Knoxville. The game was chippy at times earlier, but things boiled over a bit in the ...
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